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Import UAPF package
83 lines
2.4 KiB
YAML
83 lines
2.4 KiB
YAML
# Guardrails policy for the Ombudsman complaint-intake process.
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# Loaded by the runtime at session start; enforced by the host at every ai.* invocation.
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# Aligns with EU AI Act §14 (human oversight) and §10 (data governance) for high-risk systems.
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scope:
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jurisdiction: lv
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domain: public-sector-oversight
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legal_basis:
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- "Iesniegumu likums"
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- "Tiesībsarga likums"
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- "Administratīvā procesa likums"
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- "Vispārīgā datu aizsardzības regula (GDPR)"
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high_risk_classification: "EU AI Act Annex III §5(a) and §8(a)"
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data_protection:
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pii_redactor: required
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forbidden_inputs_to_ai:
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- personas_kods # Latvian personal identity code
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- bank_account_numbers
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- exact_home_address
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- children_personal_names
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- health_record_numbers
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default_redaction_categories:
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- pii_name
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- pii_id_number
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- pii_address
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- pii_financial
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- pii_health
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retention:
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audit_chain_years: 10
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ai_invocation_logs_years: 2
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ai:
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allowed_models:
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- claude-opus-4-7
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- claude-sonnet-4-6
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forbidden_models:
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- "*-uncensored"
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min_confidence_for_unattended_use: 0.90
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decisions_ai_may_make_unattended: [] # Empty by design at v0.1 — no AI-only decisions
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decisions_ai_may_recommend:
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- topic_classification
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- priority_estimate
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- department_routing
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- response_drafting
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human_oversight:
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required_for:
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- final_classification_acceptance
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- response_dispatch
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- case_closure
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reviewer_roles:
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- "berna-tiesibu-jurists"
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- "diskriminacijas-jurists"
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- "pilsonisko-tiesibu-jurists"
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- "socialo-tiesibu-jurists"
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- "visparejas-uzraudzibas-jurists"
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escalation:
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target_role: "nodalas-vaditajs"
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triggers:
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- "ai_confidence_below_threshold"
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- "constitutional_rights_violation_indicator"
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- "cross_institutional_coordination_needed"
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audit:
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vc_signature_per_step: required
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emitter_did: "did:web:tiesibsargs.opendms.dev"
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audit_sink: "veridocs-register"
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events_required:
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- "iesniegums.received"
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- "iesniegums.pii-redacted"
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- "iesniegums.facets-extracted"
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- "iesniegums.classified"
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- "iesniegums.routed"
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- "iesniegums.persisted"
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regulatory_sandbox:
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programme: "lv-mic-ai-regulatory-sandbox"
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participating_authorities:
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- "VARAM"
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- "DVI"
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scope_definition_url: "https://github.com/UAPFormat/UAPF-IP/blob/main/profiles/02-orchestrated-process.md"
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